Integrated Access and Backhaul for 5G and Beyond (6G)

Enabling network densification to support coverage-limited millimeter wave (mmWave) frequencies is one of the main requirements for 5G and beyond. It is challenging to connect a high number of base stations (BSs) to the core network via a transport network. Although fiber provides high-rate reliable backhaul links, it requires a noteworthy investment for trenching and installation, and could also take a considerable deployment time. Wireless backhaul, on the other hand, enables fast installation and flexibility, at the cost of data rate and sensitivity to environmental effects. For these reasons, fiber and wireless backhaul have been the dominant backhaul technologies for decades. Integrated access and backhaul (IAB), where along with celluar access services a part of the spectrum available is used to backhaul, is a promising wireless solution for backhauling in 5G and beyond. To this end, in this thesis we evaluate, analyze and optimize IAB networks from various perspectives. Specifically, we analyze IAB networks and develop effective algorithms to improve service coverage probability. In contrast to fiber-connected setups, an IAB network may be affected by, e.g., blockage, tree foliage, and rain loss. Thus, a variety of aspects such as the effects of tree foliage, rain loss, and blocking are evaluated and the network performance when part of the network being non-IAB backhauled is analysed. Furthermore, we evaluate the effect of deployment optimization on the performance of IAB networks.First, in Paper A, we introduce and analyze IAB as an enabler for network densification. Then, we study the IAB network from different aspects of mmWave-based communications: We study the network performance for both urban and rural areas considering the impacts of blockage, tree foliage, and rain. Furthermore, performance comparisons are made between IAB and networks of which all or part of small BSs are fiber-connected. Following the analysis, it is observed that IAB may be a good backhauling solution with high flexibility and low time-to-market. The second part of the thesis focuses on improving the service coverage probability by carrying out topology optimization in IAB networks focusing on mmWave communication for different parameters, such as blockage, tree foliage, and antenna gain. In Paper B, we study topology optimization and routing in IAB networks in different perspectives. Thereby, we design efficient Genetic algorithm (GA)-based methods for IAB node distribution and non-IAB backhaul link placement. Furthermore, we study the effect of routing in the cases with temporal blockages. Finally, we briefly study the recent standardization developments, i.e., 3GPP Rel-16 as well as the\ua0Rel-17 discussions on routing. As the results show, with a proper planning on network deployment, IAB is an attractive solution to densify the networks for 5G and beyond. Finally, we focus on improving the performance of IAB networks with constrained deployment optimization. In Paper C, we consider various IAB network models while presenting different algorithms for constrained deployment optimization. Here, the constraints are coming from either inter-IAB distance limitations or geographical restrictions. As we show, proper network planning can considerably improve service coverage probability of IAB networks with deployment constraints

On Topology Optimization and Routing in Integrated Access and Backhaul Networks: A Genetic Algorithm-Based Approach

In this paper, we study the problem of topology optimization and routing in integrated access and backhaul (IAB) networks, as one of the promising techniques for evolving 5G networks. We study the problem from different perspectives. We develop efficient genetic algorithm-based schemes for both IAB node placement and non-IAB backhaul link distribution, and evaluate the effect of routing on bypassing temporal blockages. Here, concentrating on millimeter wave-based communications, we study the service coverage probability, defined as the probability of the event that the user equipments\u27 (UEs) minimum rate requirements are satisfied. Moreover, we study the effect of different parameters such as the antenna gain, blockage, and tree foliage on the system performance. Finally, we summarize the recent Rel-16 as well as the upcoming Rel-17 3GPP discussions on routing in IAB networks, and discuss the main challenges for enabling mesh-based IAB networks. As we show, with a proper network topology, IAB is an attractive approach to enable the network densification required by 5G and beyond

Towards versatile access networks (Chapter 3)

Compared to its previous generations, the 5th generation (5G) cellular network features an additional type of densification, i.e., a large number of active antennas per access point (AP) can be deployed. This technique is known as massive multipleinput multiple-output (mMIMO) [1]. Meanwhile, multiple-input multiple-output (MIMO) evolution, e.g., in channel state information (CSI) enhancement, and also on the study of a larger number of orthogonal demodulation reference signal (DMRS) ports for MU-MIMO, was one of the Release 18 of 3rd generation partnership project (3GPP Rel-18) work item. This release (3GPP Rel-18) package approval, in the fourth quarter of 2021, marked the start of the 5G Advanced evolution in 3GPP. The other items in 3GPP Rel-18 are to study and add functionality in the areas of network energy savings, coverage, mobility support, multicast broadcast services, and positionin

Constrained Deployment Optimization in Integrated Access and Backhaul Networks

Integrated access and backhaul (IAB) is one of the promising techniques for 5G networks and beyond (6G), in which the same node/hardware is used to provide both backhaul and cellular services in a multi-hop fashion. Due to the sensitivity of the backhaul links with high rate/reliability demands, proper network planning is needed to make the IAB network performing appropriately and as good as possible. In this paper, we study the effect of deployment optimization on the coverage of IAB networks. We concentrate on the cases where, due to either geographical or interference management limitations, unconstrained IAB node placement is not feasible in some areas. To that end, we propose various millimeter wave (mmWave) blocking-aware constrained deployment optimization approaches. Our results indicate that, even with limitations on deployment optimization, network planning boosts the coverage of IAB networks considerably

Joint scheduling and throughput maximization in self-backhauled millimeter wave cellular networks

Integrated access and backhaul (IAB) networks have the potential to provide high data rate in both access and backhaul networks by sharing the same spectrum. Due to the dense deployment of small base stations (SBSs), IAB networks connect SBSs to the core network in a wireless manner without the deployment of high-cost optical fiber. As large spectrum is available in mmWave bands and high data rate is achieved by using directional beamforming, the access and backhaul links can be integrated in the same frequency band while satisfying quality-of-service constraints. In this work, we optimize the scheduling of access and backhaul links such that the minimum throughput of the access links is maximized based on the revised simplex method. By considering a probability based line-of-sight (LOS) and non-line-of-sight (NLOS) path loss model and the antenna array gains, we compare the achievable minimum access throughput of the IAB network with the network with only macro base stations, and study the effect of the network topology and antenna parameters on the achievable minimum throughput. Simulation results show that, for a broad range of parameter settings, the implementation of IAB networks improves the access minimum achievable throughput

Uplink Power Control in Integrated Access and Backhaul Networks

Integrated access and backhaul (IAB) network is a novel radio access network (RAN) solution, enabling network densification for 5G and beyond. In this paper, we use power control combined with resource allocation algorithms to develop efficient IAB networks with high service coverage. Particularly, we develop a genetic algorithm-based solution for the power control of both user equipments and IAB nodes such that the network uplink service coverage probability is maximized. Finally, considering millimeter wave channel models, we study the effect of different parameters including minimum data rate requirement, coverage distance and transmit power on the network performance. As we show, a power allocation scheme with well-tuned parameters can improve the uplink performance of IAB networks considerably. Moreover, with millimeter wave communications and a proper network deployment, the effect of interference on the service coverage probability is negligible

Uplink Power Control in Integrated Access and Backhaul Networks

Integrated access and backhaul (IAB) network is a novel radio access network (RAN) solution, enabling network densification for 5G and beyond. In this paper, we use power control combined with resource allocation algorithms to develop efficient IAB networks with high service coverage. Particularly, we develop a genetic algorithm-based solution for the power control of both user equipments and IAB nodes such that the network uplink service coverage probability is maximized. Finally, considering millimeter wave channel models, we study the effect of different parameters including minimum data rate requirement, coverage distance and transmit power on the network performance. As we show, a power allocation scheme with well-tuned parameters can improve the uplink performance of IAB networks considerably. Moreover, with millimeter wave communications and a proper network deployment, the effect of interference on the service coverage probability is negligible

Distributed MIMO Systems for 6G

This study focuses on Distributed MIMO (D-MIMO) systems and provides a discussion about their role in next generation networks. The paradigm shift to distributed networks offers great potential to address the 6G requirements, through macro diversity. As 6G scenarios and use cases continue to emerge, new challenges are likely to arise that may affect the widespread imp-lementation of D-MIMO. To address those, different deployment options have been proposed for roll-out considerations. They are composed of several sub-components that can be categorized as (i) wireless or wired fronthaul/backhaul, (ii) analog or digital signals, (iii) distributed or centralized processing, and (iv) coherent or non-coherent transmission. To facilitate standardization efforts, we provide 3GPP-aligned terminology for network nodes, multi-point transmission and reception schemes. In order to enable large-scale implementation of D-MIMO systems, it is important to determine the needed amount of distribution, develop practical solutions for high-frequency bands, and ways to convey data that meet the transport requirements. On this regard, we discuss key enablers and present simulation results for D-MIMO systems towards 6G. In particular, we present solutions for D-MIMO networks in dynamic scenarios related to channel estimation and layer-l mobility considering coherent and non-coherent joint transmission, and analog fronthaul implementation using analog-radio-over-fiber that are promising for high (upper mm-Wave and (sub-)THz) carrier frequencies, as well as integrated access and backhaul, network-controlled repeaters, and reconfigurable intelligent surfaces that are possible enablers for cost-efficient network densification at both low (cm-Wave, lower mm-Wave) and high carrier frequencies